SR-3

Supply Chain Controls and Processes

Supply Chain Risk Management

The organization establishes and maintains supply chain controls and processes to manage supply chain risks.

High PriorityAI-Relevant Control

Purpose

Implement controls and processes to mitigate supply chain risks.

AI Relevance

Critical for implementing controls to manage risks from AI model providers, data vendors, and AI infrastructure suppliers.

Implementation Guidance

Implement vendor assessment frameworks, establish monitoring systems, and create incident response procedures for supply chain events.

Assessment

Test supply chain controls, verify vendor assessments, review monitoring processes, and validate incident response procedures.

Requirements

  • 1Establish supply chain controls
  • 2Maintain supply chain controls
  • 3Establish supply chain processes
  • 4Maintain supply chain processes
  • 5Implement vendor assessment procedures
  • 6Establish vendor monitoring processes
  • 7Implement supply chain risk assessment procedures
  • 8Establish supply chain risk mitigation procedures
  • 9Implement supply chain incident response procedures
  • 10Establish supply chain recovery procedures

Framework Context

NIST 800-53 Rev 5

Security and Privacy Controls for Federal Information Systems

Official Documentation →

NIST AI RMF

AI Risk Management Framework

AI RMF Documentation →

OWASP AISVS

AI Security Verification Standard

AISVS Documentation →